BIP: 8 Title: Version bits with lock-in by height Author: Shaolin Fry <[email protected]> Luke Dashjr <[email protected]> Comments-Summary: No comments yet. Comments-URI: https://github.com/bitcoin/bips/wiki/Comments:BIP-0008 Status: Draft Type: Informational Created: 2017-02-01 License: BSD-3-Clause CC0-1.0
This document specifies an alternative to BIP9 that corrects for a number of perceived mistakes. Block heights are used for start and timeout rather than POSIX timestamps. It additionally introduces an additional activation parameter to guarantee activation of backward-compatible changes (further called "soft forks").
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119.
BIP9 introduced a mechanism for doing parallel soft forking deployments based on repurposing the block nVersion field. Activation is dependent on near unanimous hashrate signalling which may be impractical and result in veto by a small minority of non-signalling hashrate. Super majority hashrate based activation triggers allow for accelerated activation where the majority hash power enforces the new rules in lieu of full nodes upgrading. Since all consensus rules are ultimately enforced by full nodes, eventually any new soft fork will be enforced by the economy. This proposal combines these two aspects to provide eventual flag day activation after a reasonable time (recommended a year), as well as for accelerated activation by majority of hash rate before the flag date.
Due to using timestamps rather than block heights, it was found to be a risk that a sudden loss of significant hashrate could interfere with a late activation.
Block time is somewhat unreliable and may be intentionally or unintentionally inaccurate, so thresholds based on block time are not ideal. Secondly, BIP9 specified triggers based on the first retarget after a given time, which is non-intuitive. Since each new block must increase the height by one, thresholds based on block height are much more reliable and intuitive and can be calculated exactly for difficulty retarget.
Each soft fork deployment is specified by the following per-chain parameters (further elaborated below):
- The name specifies a very brief description of the soft fork, reasonable for use as an identifier. For deployments described in a single BIP, it is recommended to use the name "bipN" where N is the appropriate BIP number.
- The bit determines which bit in the nVersion field of the block is to be used to signal the soft fork lock-in and activation. It is chosen from the set {0,1,2,...,28}.
- The startheight specifies the height of the first block at which the bit gains its meaning.
- The timeoutheight specifies a block height at which the miner signalling ends. Once this height has been reached, if the soft fork has not yet locked in (excluding this block's bit state), the deployment is either considered failed on all descendants of the block (but see the exception during FAILING state), or, if lockinontimeout is true, transitions to the LOCKED_IN state.
- The lockinontimeout boolean if set to true, will transition state to LOCKED_IN at timeoutheight if not already LOCKED_IN or ACTIVE.
The following guidelines are suggested for selecting these parameters for a soft fork:
- name should be selected such that no two softforks, concurrent or otherwise, ever use the same name.
- bit should be selected such that no two concurrent softforks use the same bit.
- startheight should be set to some block height in the future, approximately 30 days (or 4320 blocks) after a software release date including the soft fork. This allows for some release delays, while preventing triggers as a result of parties running pre-release software, and ensures a reasonable number of full nodes have upgraded prior to activation. It should be rounded up to the next height which begins a retarget period for simplicity.
- timeoutheight should be 1 year, or 52416 blocks (26 retarget intervals) after startheight.
- lockinontimeout should be set to true for any softfork that is expected or found to have political opposition from a non-negligible percent of miners. (It can be set after the initial deployment, but cannot be cleared once set.)
With each block and soft fork, we associate a deployment state. The possible states are:
- DEFINED is the first state that each soft fork starts out as. The genesis block is by definition in this state for each deployment.
- STARTED for blocks at or beyond the startheight.
- LOCKED_IN for one retarget period after the first retarget period with STARTED blocks of which at least threshold have the associated bit set in nVersion, or for one retarget period after the timeout when lockinontimeout is true.
- ACTIVE for all blocks after the LOCKED_IN retarget period.
- FAILING for one retarget period after the timeout, if LOCKED_IN was not reached and lockinontimeout is false.
- FAILED for all blocks after the FAILING retarget period.
The nVersion block header field is to be interpreted as a 32-bit little-endian integer (as present), and bits are selected within this integer as values (1 << N) where N is the bit number.
Blocks in the STARTED state get an nVersion whose bit position bit is set to 1. The top 3 bits of such blocks must be 001, so the range of actually possible nVersion values is [0x20000000...0x3FFFFFFF], inclusive.
Due to the constraints set by BIP 34, BIP 66 and BIP 65, we only have 0x7FFFFFFB possible nVersion values available. This restricts us to at most 30 independent deployments. By restricting the top 3 bits to 001 we get 29 out of those for the purposes of this proposal, and support two future upgrades for different mechanisms (top bits 010 and 011). When a block nVersion does not have top bits 001, it is treated as if all bits are 0 for the purposes of deployments.
Miners must continue setting the bit in LOCKED_IN phase so uptake is visible and acknowledged. Blocks without the applicable bit set are invalid during this period. For flexibility, this rule does NOT require the top 3 bits to be set any particular way.
The new consensus rules for each soft fork are enforced for each block that has ACTIVE state.
During the STARTED state if the lockinontimeout is set to true, the state will transition to LOCKED_IN when timeoutheight is reached.
The genesis block has state DEFINED for each deployment, by definition.
State GetStateForBlock(block) {
if (block.height == 0) {
return DEFINED;
}
All blocks within a retarget period have the same state. This means that if floor(block1.height / 2016) = floor(block2.height / 2016), they are guaranteed to have the same state for every deployment.
if ((block.height % 2016) != 0) {
return GetStateForBlock(block.parent);
}
Otherwise, the next state depends on the previous state:
switch (GetStateForBlock(GetAncestorAtHeight(block, block.height - 2016))) {
We remain in the initial state until we reach the start block height.
case DEFINED:
if (block.height >= startheight) {
return STARTED;
}
return DEFINED;
After a period in the STARTED state, we tally the bits set, and transition to LOCKED_IN if a sufficient number of blocks in the past period set the deployment bit in their version numbers. The threshold is ≥1916 blocks (95% of 2016), or ≥1512 for testnet (75% of 2016). If the threshold hasn't been met, and we reach the timeout, then we either transition to LOCKED_IN state anyway (if lockinontimeout is true), or we transition to FAILING.
Note that a block's state never depends on its own nVersion; only on that of its ancestors.
case STARTED:
int count = 0;
walk = block;
for (i = 0; i < 2016; i++) {
walk = walk.parent;
if (walk.nVersion & 0xE0000000 == 0x20000000 && (walk.nVersion >> bit) & 1 == 1) {
count++;
}
}
if (count >= threshold) {
return LOCKED_IN;
} else if (block.height >= timeoutheight) {
return (lockinontimeout == true) ? LOCKED_IN : FAILING;
}
return STARTED;
If the deployment is not LOCKED_IN by the timeout (or lockinontimeout), it has a single retarget period during which it may still become active, only by unanimous signalling in every block. This state exists such that if lockinontimeout is set to true later, it remains compatible with the original deployment.
case FAILING:
walk = block;
for (i = 0; i < 2016; i++) {
walk = walk.parent;
if (walk.nVersion & 0xE0000000 == 0x20000000 && ((walk.nVersion >> bit) & 1) != 1) {
return FAILED;
}
}
return ACTIVE;
After a retarget period of LOCKED_IN, we automatically transition to ACTIVE.
case LOCKED_IN:
return ACTIVE;
And ACTIVE and FAILED are terminal states, which a deployment stays in once they're reached.
case ACTIVE:
return ACTIVE;
case FAILED:
return FAILED;
}
}
Implementation It should be noted that the states are maintained along block chain branches, but may need recomputation when a reorganization happens.
Given that the state for a specific block/deployment combination is completely determined by its ancestry before the current retarget period (i.e. up to and including its ancestor with height block.height - 1 - (block.height % 2016)), it is possible to implement the mechanism above efficiently and safely by caching the resulting state of every multiple-of-2016 block, indexed by its parent.
To support upgrade warnings, an extra "unknown upgrade" is tracked, using the "implicit bit" mask = (block.nVersion & ~expectedVersion) != 0. Mask will be non-zero whenever an unexpected bit is set in nVersion. Whenever LOCKED_IN for the unknown upgrade is detected, the software should warn loudly about the upcoming soft fork. It should warn even more loudly after the next retarget period (when the unknown upgrade is in the ACTIVE state).
The template request Object is extended to include a new item:
| template request | |||
|---|---|---|---|
| Key | Required | Type | Description |
| rules | No | Array of Strings | list of supported softfork deployments, by name |
The template Object is also extended:
| template | |||
|---|---|---|---|
| Key | Required | Type | Description |
| rules | Yes | Array of Strings | list of softfork deployments, by name, that are active state |
| vbavailable | Yes | Object | set of pending, supported softfork deployments; each uses the softfork name as the key, and the softfork bit as its value |
| vbrequired | No | Number | bit mask of softfork deployment version bits the server requires enabled in submissions |
The "version" key of the template is retained, and used to indicate the server's preference of deployments. If versionbits is being used, "version" MUST be within the versionbits range of [0x20000000...0x3FFFFFFF]. Miners MAY clear or set bits in the block version WITHOUT any special "mutable" key, provided they are listed among the template's "vbavailable" and (when clearing is desired) NOT included as a bit in "vbrequired". Servers MUST set bits in "vbrequired" for deployments in LOCKED_IN state, to ensure blocks produced are valid.
Softfork deployment names listed in "rules" or as keys in "vbavailable" may be prefixed by a '!' character. Without this prefix, GBT clients may assume the rule will not impact usage of the template as-is; typical examples of this would be when previously valid transactions cease to be valid, such as BIPs 16, 65, 66, 68, 112, and 113. If a client does not understand a rule without the prefix, it may use it unmodified for mining. On the other hand, when this prefix is used, it indicates a more subtle change to the block structure or generation transaction; examples of this would be BIP 34 (because it modifies coinbase construction) and 141 (since it modifies the txid hashing and adds a commitment to the generation transaction). A client that does not understand a rule prefixed by '!' must not attempt to process the template, and must not attempt to use it for mining even unmodified.
https://github.com/bitcoin/bitcoin/compare/master...luke-jr:bip8
- The lockinontimeout flag is added. BIP 9 would only transition to the FAILED state when timeout was reached.
- Block heights are used for the deployment monotonic clock, rather than median-time-past.
- The last-ditch effort during a new FAILING state is added to allow lockinontimeout to be safely set after the initial deployment.
BIP8 and BIP9 deployments should not share concurrent active deployment bits. Nodes that only implement BIP9 will not activate a BIP8 soft fork if hashpower threshold is not reached by timeoutheight, however, those nodes will still accept the blocks generated by activated nodes.
A living list of deployment proposals can be found here.
This document is dual licensed as BSD 3-clause, and Creative Commons CC0 1.0 Universal.